How it works
From data to defensible evidence
Four steps, with a human accountable at the point that matters.
- 1
Connect
Bring in your client data, practice management and document sources. Nothing goes offshore to be processed.
- 2
Agent performs
CDD, screening and ongoing monitoring run continuously in the background – assessing and acting, not just recording.
- 3
Human sign-off
Your compliance officer reviews, approves or escalates. The agent does the legwork; the accountable human decides.
- 4
Audit trail
Seven years of retrievable, defensible records – generated as a by-product of the work.
What the agent covers
The work that used to sit with a person, now performed continuously.
Customer due diligence
Identity and beneficial-ownership checks on every new client.
Sanctions & PEP screening
Continuous screening, not a one-off lookup at onboarding.
Ongoing monitoring
It watches the client base for changes in risk profile and surfaces exceptions.
SMR drafting
Suspicious matter reports assembled and drafted for your officer to review and file.
Record keeping
Evidence captured as the work happens, retrievable for seven years.
Escalation
Anything ambiguous goes to a person, with the context already assembled.
Accountability stays human
A tool that records CDD carries little exposure when a sanctions hit is missed. An agent that performed the CDD arguably does. That is why every deployment keeps a named, fit-and-proper compliance officer accountable – and why the agent recommends rather than decides.
See an agent do the work an incumbent tool only records.
Book a short demo, or start a conversation with the Neurona AI right now.